Symbol of an operator
Let \(E\) and \(F\) be complex \(C^{\infty}\) vector bundles over a differentiable manifold \(X\). Let \(\underline{C}^{\infty}(E)\) and \(\underline{C}^{\infty}(F)\) be the corresponding sheaves of smooth sections, and let \(P\colon\underline{C}^{\infty}(E)\to\underline{C}^{\infty}(F)\) be a \(\mathbb{C}\)-linear morphism of sheaves. This discussion works the same over \(\mathbb{R}\) instead of \(\mathbb{C}\) as well.
We say that \(P\) is a differential operator of order \(k\) if, in common trivializations over open sets \(U\subseteq X\) with coordinates \(x_1,x_2,\dots,x_n\) where \[E|_U\cong U\times\mathbb{C}^p,\qquad F|_U\cong U\times\mathbb{C}^q,\] we have \(P((\alpha_1,\alpha_2,\dots,\alpha_p))=(\beta_1,\beta_2,\dots,\beta_q)\) with \[\beta_i=\sum_{I,j}{P_{I,i,j}\frac{\partial\alpha_j}{\partial x_I}}\] where the coefficients \(P_{I,i,j}\) are \(C^{\infty}\), and zero for \(|I|>k\), with at least one coefficient \(P_{I,i,j}\) nonzero for \(|I|=k\).
Let us take a look at the order \(k\) part of \(P\) in the trivialization coordinates. This operator \(P^k\) can be written as a matrix \[[P^k_{i,j}]=\sum_{|I|=k}{P_{I,i,j}\frac{\partial}{\partial x_I}}.\] We claim that the factors \(\frac{\partial}{\partial x_I}\) transform like sections of the \(k\)th symmetric power bundle \(S^k(T(X))\) under changes of coordinates on \(X\). Indeed, let \(U\) be an open subset on which both \(E\) and \(F\) are trivial, and let \(x_1,x_2,\dots,x_n\) and \(y_1,y_2,\dots,y_n\) be coordinate systems on \(U\). Let \(\Phi\colon U\to U\) be the change of coordinates with \(\Phi(x_i)=y_i\). Observe that by the chain rule, \[\frac{\partial}{\partial x_i}=\sum_{j}{\frac{\partial\Phi_j}{\partial x_i}\frac{\partial}{\partial y_j}},\] hence as sections of \(S^k(T(X))\) we have \[\prod_{\ell=1}^{k}{\frac{\partial}{\partial x_{i_{\ell}}}}=\prod_{\ell=1}^{k}{\sum_{j=1}^{n}{\frac{\partial\Phi_j}{\partial x_{i_{\ell}}}\frac{\partial}{\partial y_j}}}.\] We can verify that the right hand side of the above equation is also equivalent to \(\frac{\partial}{\partial x_{i_1}\partial x_{i_2}\dots\partial x_{i_k}}\) by induction on \(k\). We have already established the base case of \(k=1\). Suppose the claim is true for some \(k\). Put \(S_{\ell}=\sum_{j=1}^{n}{\frac{\partial\Phi_j}{\partial x_{i_{\ell}}}\frac{\partial}{\partial y_j}}\). Then by the Leibniz rule, we have \[\frac{\partial}{\partial x_{i_1}\partial x_{i_2}\dots\partial x_{i_{k+1}}}=\sum_{m=1}^{k}{\frac{\partial S_m}{\partial x_{i_{k+1}}}\prod_{m\neq \ell=1}^{k}{S_{\ell}}}.\] By chain rule, we have \[\frac{\partial S_m}{\partial x_{i_{k+1}}}=\sum_{t=1}^{n}{\frac{\partial\Phi_t}{\partial x_{i_m}}\sum_{s=1}^{n}{\frac{\partial\Phi_s}{\partial x_{i_{k+1}}}\frac{\partial}{\partial y_s\partial y_j}}}.\] Combining this with the above, a moment’s thought reveals that we will have completed the induction.
A similar calculation will show that the matrix of coefficients \([P_{I,i,j}]\) describes a morphism of bundles \(E|_U\to F|_U\) and these matrices transform in the same way as a section of \(\mathrm{Hom}{(E,F)}\) upon changes of trivialization. Therefore, the \(k\)th order data of \(P\) is captured by a section \(\sigma_P\) of the bundle \(\mathrm{Hom}{(E,F)}\otimes S^k(T(X))\). This section \(\sigma_P\) is known as the symbol of the operator \(P\).
Now we may recall two facts from linear algebra.
- For vector spaces \(V\) and \(W\), if \(V\) is finite dimensional, then \(\mathrm{Hom}{(V,W)}\cong V^*\otimes W\).
- For a vector space \(V\) over a field of characteristic 0, we have that \(S^k(V^*)\cong S^k(V)^*\). See here and here as references.
From these facts, it follows that \[\mathrm{Hom}{(E,F)}\otimes S^k(T(X))\cong\mathrm{Hom}{(S^k(T^*(X)),\mathrm{Hom}{(E,F)})}.\] The symbol \(\sigma_P\) is often interpreted as a section of the bundle on the right hand side. This means that at each point \(x\in X\), we can interpret \(\sigma_P\) as giving homogeneous map of degree \(k\) from the cotangent space to \(\mathrm{Hom}{(E_x,F_x)}\). If \(\sigma_{P,x}(\alpha_x)\colon E_x\to F_x\) is injective for each \(x\) and nonzero covector \(\alpha_x\), then we say that \(P\) is elliptic.